IAA's 2021 Investment Adviser Compliance Conference

IAA's 2021 Investment Adviser Compliance Conference

Speaking Engagement

This year, the Investment Adviser Association’s annual Investment Adviser Compliance Conference will take place virtually. Over three half days, the conference will provide investment advisers with the most current information available on the changing regulatory landscape. In addition to virtual interaction with peers, attendees will hear from a distinguished roster of speakers that includes SEC staff, investment adviser industry professionals and leading lawyers in the space. Gain practical insights and knowledge of best practices that will help you maintain a successful compliance program. Topics will include risk management, Department of Labor rules and guidance impacting investment advisory firms, international developments, ESG investing and implementation, ethics, and more.

Partner Kirk Nahra will speak on cybersecurity and data privacy during the general session on March 5 from 12:35–1:35 p.m. ET. He will review the latest cybersecurity and data privacy updates and discuss the following:

  • Takeaways from the Division of Examinations' ransomware and credential stuffing Risk Alerts
  • State law developments advisers should watch out for
  • The prospects for national privacy legislation
  • Approaches to complying with data privacy laws

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