Reg BI Current Developments: Family Office Relief, New SEC Exam Priorities and More

Reg BI Current Developments: Family Office Relief, New SEC Exam Priorities and More

Virtual

Join SIFMA and the SIFMA C&L Society for a two-part webinar on current developments on family offices and the SEC’s latest exam priorities. Part 1 of this webinar will focus on family offices, while Part 2 will focus on new SEC exam priorities.

Partner Stephanie Nicolas will participate as a panelist in Part 1 and Part 2 of the event, and Partner Susan Schroeder will participate as a panelist in Part 2.

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Speakers

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