As the business world becomes more global in nature, companies have to ensure that their practices are compliant with numerous different countries’ regulations. This event will answer questions about: circumstances of internal investigations; preparation for and response to dawn raids; procedures that should be in place before an investigation; pros and cons of reaching a global settlement; and, types of documents that regulators from other jurisdictions can demand.

WilmerHale Partner Stephen Pollard is a featured speaker at this event. He will be presenting on the topic "Financial Regulation," and addressing specific issues related to rogue trading.