Please join our panel of regulatory and enforcement advisors as we review Commodity Futures Trading Commission (CFTC)-related noteworthy events from 2013 and developing issues for 2014, as well as their impact on financial institutions, investment managers and hedge funds.
The panel, which includes the former general counsel of the CFTC and the former chief counsel of the Division of Economic Analysis, now the Division of Market Oversight at the CFTC, will address a number of items, including: transitions in CFTC leadership;
- transitions in CFTC leadership;
- a review of enforcement areas of focus;
- areas of new enforcement authority; and
- what to expect throughout the rest of 2014.
After the discussion, we invite you to stay for cocktails, hors d'oeuvres, and networking with our presenters and colleagues in the investment management community.