American Law Institute's CLE Life Insurance Company Products 2017 Program

American Law Institute's CLE Life Insurance Company Products 2017 Program

Speaking Engagement

Join government and industry leaders for the American Law Institute's three-day Life Insurance Company Products 2017Ā program, featuring current SEC, FINRA insurance, tax and ERISA regulatory and compliance issues. Topics include:

  • senior SEC staff perspectives on the latest disclosure, regulatory, and accounting issues for registered variable and non-variable insurance products;
  • key regulatory and litigation developments affecting mutual funds and investment advisors;
  • DOL Fiduciary Rule status, implementation and industry practices, implications of recent class actions on pension plan platforms, and other ERISA updates;
  • the implications of the Hartford underlying fund substitution applications;
  • NAIC and state regulatory developments, including disclosure, suitability, insurance illustrations and cybersecurity; and
  • current federal legislative and income tax developments and regulatory reform in the Trump era.

WilmerHale partner Stephanie Nicolas will participate on a panel discussion with senior FINRA staff about recent advertising and distribution developments.

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