Partner Matthew Kulkin, Counsel Megan O’Flynn and Associate Josh Nathanson authored an article in Thomson Reuters’ Future & Derivatives Law Report. They highlight key considerations for businesses who are completing M&A transactions, emphasizing the importance of regulatory due diligence in order to execute a successful transaction.
Excerpt: "The Commodity Futures Trading Commission (CFTC) plays a central role in regulating markets for futures, swaps, and options. It is the primary regulator for registered trading platforms, exchanges, clearinghouses, brokerage firms, asset managers, and investment advisory firms. Companies must navigate stringent agency rules and regulations, particularly when considering the purchase or sale of a CFTC registrant. Businesses evaluating investments in, or buying or selling, these types of entities should carefully consider how important regulatory components could affect transaction timing, pricing, and compliance requirements."