City Bar Center for CLE Conference: Hot Topics in SEC Enforcement: Whistleblowing, Insider Trading, FCPA and More

City Bar Center for CLE Conference: Hot Topics in SEC Enforcement: Whistleblowing, Insider Trading, FCPA and More

Speaking Engagement
Responding to an SEC investigation is more challenging now than ever before. The SEC’s Division of Enforcement is increasingly aggressive in its investigative techniques and in its choice of cases to pursue. At the same time, the agency is subjected to pressures arising from dislocation in the markets, congressional scrutiny and judicial skepticism. Gain insight to the challenges of responding to an SEC investigation in a time of turmoil from high-level SEC staff, along with veteran defense counsel.

WilmerHale Partner Stephanie Avakian spoke on the panel “Ethical Issues in SEC Investigations.”

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