PLI’s Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2023

PLI’s Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2023

New York, NY and Virtual
Speaking Engagement

Partner Tiffany J. Smith will be speaking on the “Regulatory Round-Up- SEC and Related Rulemaking” panel at Practising Law Institute’s Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2023 on November 13 in New York, NY. The panel will cover the rulemaking targeting the rapidly evolving Fintech and Regtech financial services industry and how it will impact financial services.

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Speakers