For more than half a century, SIFMA’s Compliance & Legal Annual Seminar has been the preeminent meeting place for compliance and legal professionals in the financial services industry. This critical forum provides an opportunity for industry leaders and regulators to come together to educate each other, share ideas and concerns, and address developments and emerging trends impacting the compliance and legal community.
WilmerHale partners will participate in panel discussions during this seminar:
- Yoon-Young Lee, “Regulation Best Interest and the Fiduciary Debate: SEC, DOL and State Considerations”
- Ronald C. Machen, “Litigation Update: Regulatory and Criminal”