Basics of Mutual Funds and Other Registered Investment Companies 2019

Basics of Mutual Funds and Other Registered Investment Companies 2019

PLI New York Center
Speaking Engagement

This event is designed to provide attendees with a basic overview of the legal, regulatory and operational issues affecting “registered investment companies”—the universe of publicly offered pooled investment vehicles that include mutual funds, closed-end funds, exchange-traded funds and others. Attendees will learn the fundamentals of the extensive regulatory framework that dictates the structure and operations of retail investment funds, as well as hot topics and developments affecting this $13 trillion industry. A distinguished faculty of practitioners will offer insights into regulatory and enforcement developments—including the new administration and SEC—that could significantly change the landscape of the retail investment management industry.

Partner Lori Martin will speak on a fund litigation panel.

Groupcast locations and webcast are also available. 

Read More About the Event

Speakers

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.