Annual SEC/DOJ Enforcement 2016 Update

Annual SEC/DOJ Enforcement 2016 Update

Speaking Engagement

This program, hosted by Sandpiper Partners LLC, will feature an expert panel of government regulators and securities lawyers analyzing the trends and suggesting strategies needed to consider when meeting the challenges of investigations as a result of the latest initiatives at the DOJ and SEC. The breakfast and educational briefing will focus on the following hot topics:

  • New DOJ FCPA Enforcement Plan and Guidance Featuring Credit for Cooperation, Mitigation
  • Lessons from the Yates Memo after 6 Months
  • Accountability for Corporate and Individual Liability
  • DOJ Focus on Compliance: What it Means and What are the Best Practices
  • SEC, DOJ Investigations: Tools and Tactics
  • SEC Whistleblower Program: Largest Number and Size of Awards Ever
  • Increasing Convergence, Collaboration, Cooperation with State, Foreign Authorities

WilmerHale Partner Erin Sloane will be a featured speaker at this event.

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