SIFMA's 16th Annual Anti-Money Laundering and Financial Crimes Conference is tailored to broker-dealers and other members of the securities industry. The conference will offer opportunities to discuss current developments in AML and financial crimes and obtain practical guidance for implementing effective compliance programs.
WilmerHale Counsel Katrina Carroll will speak on the panel “An Update from the Regulators.” The panel will discuss their regulatory and examination priorities for the remainder of the year. Attendees will gain a perspective on current issues that may impact firms, and the challenges facing both the industry and the regulatory community in the current anti-money laundering and financial crime environment.