Carroll_Reid

Reid J. Carroll

Carroll_Reid

Reid J. Carroll

Senior Associate

New York + 1 212 295 6383
Reid Carroll advises broker-dealers, securities exchanges and other financial institutions, including financial technology companies, on a variety of complex regulatory, compliance and enforcement matters, including SEC, FINRA, and other self-regulatory organization rules and regulations. Prior to joining the firm, Mr. Carroll held several positions with the New York Stock Exchange. In his most recent role as a Manager with NYSE Regulation, Mr. Carroll managed, developed, investigated and approved surveillances monitoring member firms and US equities and options exchanges to ensure compliance with applicable laws and regulations.

Recognition

  • Honored as a Most Promising Newcomer finalist in the 2025 American Lawyer Industry Awards.

Insights & News

View all of Reid's insights & news

Credentials

  • Education

    • JD, Fordham University School of Law, 2022

      cum laude 

      Fordham International Law Journal 
       

    • BA, Franklin & Marshall College, 2012

  • Admissions

    • New York

Credentials

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link. (The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.

I Accept Cancel