The 25th NRS Fall Compliance Conference offers learning opportunities and critical information for investment advisers, broker-dealers and dual registrants. The event features panels, interactive discussion groups and netowrking opportunities.
WilmerHale Partner Lori Martin will lead a panel discussion entitled, "The New Paradigm: Trends in SEC Examinations and Enforcement Proceedings."
Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link. (The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.
Thank you for your interest in WilmerHale.
