WilmerHale is hosting SIFMA’s Compliance & Legal (C&L) Society Forum in our Boston office on Tuesday, October 18. C&L Forums gather compliance and legal professionals working in the financial services industry to exchange ideas, strategies and guidance on ways to gain a competitive advantage in the increasingly complex and changing regulatory and compliance arenas.
During the forum, Stephanie Avakian, Partner and Chair of our Securities and Financial Services Department, will interview Kevin Kelcourse, Associate Regional Director (Examinations) at the US Securities and Exchange Commission (SEC).