Securities Enforcement Update

Securities Enforcement Update

Speaking Engagement

Join WilmerHale Partners and former Directors of the US Securities and Exchange Commission’s (SEC) Division of Enforcement, Stephanie Avakian and Bill McLucas, for a webinar moderated by Partner Susan Schroeder. Speakers will provide updates on the current enforcement landscape, including key developments from recent SEC enforcement actions and a look at what lies ahead for the remainder of 2021.

Topics will include:

  • priorities and program emphasis under the new chairman and new leadership within the Enforcement Division.
  • how changes within the Commission might affect legal strategy for regulated entities and public companies under investigation.
  • the impact of changing Commission and Congressional priorities on SEC rulemaking and enforcement, including on climate change, gamification, cryptocurrency and cybersecurity; and
  • continued DOJ emphasis on securities cases, including FCPA prosecutions.

This webinar will be of interest to in-house legal and compliance staff at financial institutions and public companies across industries.

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