Randall Lee's practice focuses on representing companies, financial services firms and individuals in investigations by the US Securities and Exchange Commission, the US Department of Justice, and other regulatory and law enforcement agencies. He has led internal corporate investigations on behalf of management and boards of directors in the US, Europe, Asia, and Latin America, and he represents companies in complex civil litigation in federal and state court. Mr. Lee is the partner-in-charge and founding partner of WilmerHale's Los Angeles office. He joined the firm after serving as Regional Director for the Pacific Region of the US Securities and Exchange Commission (SEC) from 2001 to 2007, and before that as an Assistant US Attorney.
Mr. Lee has substantial experience in matters involving the Foreign Corrupt Practices Act (FCPA), accounting and disclosure issues, insider trading, regulations governing SEC-registered investment advisers and broker-dealers, and anti-money laundering and Bank Secrecy Act issues.
As Regional Director for the Pacific Region of the SEC, Mr. Lee was responsible for the Commission’s Los Angeles and San Francisco offices, consisting of enforcement, litigation, and compliance inspection programs covering nine Western states, including California. The first Asian American to head an SEC regional office, Mr. Lee led numerous significant and high profile SEC enforcement actions involving financial reporting and accounting misconduct, mutual fund abuses, auditor misconduct, FCPA violations, broker-dealer violations, municipal bond fraud, insider trading, market manipulation and investment fraud. He managed a staff of approximately 175 attorneys, accountants, compliance examiners and support personnel.
From 1994 to 2001, Mr. Lee was an Assistant United States Attorney (AUSA) for the Central District of California, where he focused on the investigation and prosecution of complex business crimes, including securities fraud, financial institution fraud, tax crimes, money laundering and computer crimes, and served as a Deputy Chief of the Major Frauds Section of the US Attorney’s Office. As an AUSA, Mr. Lee tried cases involving securities fraud, bank fraud, money laundering, narcotics violations, and violent crime, argued appeals before the US Court of Appeals for the Ninth Circuit, and led long-term grand jury investigations.
Before becoming a federal prosecutor, Mr. Lee was a transactional lawyer focusing on mergers and acquisitions, securities offerings and general corporate matters. He began his professional career as an associate in corporate finance and banking at Bankers Trust Company in New York, San Francisco and Los Angeles.
In 2014, Mr. Lee was selected to Lawyers of Color's 2014 "Power List," which recognizes the most influential minority attorneys in the United States. He was also named a 'Star Lateral of the Year' by The American Lawyer magazine in February 2008.