The Future of Soft Dollars

• 1.9.2007 | 1:00 PM - 2:30 PM

• Webinar

Partner Robert Bagnall will be a featured speaker at this webinar presented by Adviser Compliance Associates, LLC. This event will cover how to apply the new SEC standards to services and products, how SEC examiners review soft dollar activities, how advisers should document soft dollar activities and common mistakes made when using soft dollars.