SIMFA Compliance and Legal Society Regional Seminar 2013
- 9.30.2013 | -
-
The Ritz-Carlton
201 East Trade Street
This one day seminar will feature presentations by leading securities regulators and industry professionals. Topics Include:
- Hot Topics In Securities Enforcement Cybersecurity
- Compliance Framework for Bank Supervision
- Investment Advisers – New Issues and Challenges
- The Evolving Role of Compliance
- AML and FCPA
WilmerHale Partner Matt Martens will participate in the panel "Hot Topics In Securities Enforcement."
