SIFMA Compliance & Legal Society Charlotte Regional Seminar

• 9.30.2013 | 7:30 AM - 5:30 PM
• The Ritz Carlton
  201 East Trade Street
  Charlotte, NC 28202

This one-day seminar will feature presentations by leading securities regulators and industry professionals. The topics to be discussed will include cybersecurity, compliance framework for bank supervision, new issues and challenges for investment advisors, the evolving role of compliance, AML and FCPA, and current hot topics in securities enforcement.

WilmerHale Partners Jonathan Cedarbaum and Stephen Luparello are featured speakers at this event. Cedarbaum will present on a panel titled “Cybersecurity—Challenges and Solutions,” and Luparello will participate on the panel titled “The Evolving Role of Compliance."