Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024
- 11.20.2024 | 1:00 PM - 3:30 PM
Partner Tiffany J. Smith is speaking on the “Regulatory Round-Up—SEC, FINRA and Related Rulemaking” panel at Practising Law Institute (PLI)’s event, Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024. This half-day program aims to explore new rules and business trends applicable to fintech and regtech in the securities industry.
