SIFMA Member Briefing: Overview of FINRA Rule 3110 (Remote Supervisory Locations and Inspection) for Business Leaders in a Post-Pandemic World
- 9.11.2024 | 1:00 PM - 2:00 PM
Bruce Newman , Stephanie Nicolas
On September 11, WilmerHale Partners Bruce Newman and Stephanie Nicolas will be speaking at a virtual SIFMA member briefing covering FINRA Rule 3110’s application in a post-pandemic world, geared towards business leaders and institutional businesses. The briefing will include an overview of changes to FINRA Rule 3110, specifically the recently finalized remote supervisory locations (RSL) and remote inspection pilot program rules. This program is open to all SIFMA members.
