SIFMA Webinar Series: Handling a Regulatory Investigation—In House and Outside Counsel Perspective
- 5.27.2020 | 1:00 PM - 2:30 PM
This webinar will feature in house and outside counsel perspectives on how to handle a regulatory investigation. The panel, which includes Partner Fraser Hunter, will explore best practices in responding to subpoenas and in conducting internal reviews, cooperation and preservation of attorney-client privilege and work-product protection, considerations and challenges in representing company and employees, parallel investigations and interagency coordination and effective wells submissions and related advocacy.
