SIFMA Compliance & Legal Society Regional Seminar
- 11.1.2017 | -
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Grand Hyatt New York
109 East 42nd Street
New York, New York 10017
Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 1 at the Grand Hyatt. This one-day seminar will feature presentations by leading securities regulators and industry professionals.
Topics will include:
- Corporate and Investment Bank Current Issues
- Current Issues in Wealth Management & Investment Advisory
- Washington Update
- Sales & Trading
- Hot Topics in Compliance
- Ethics
- Enforcement
WilmerHale Partner Yoon-Young Lee will participate in a panel discussion on corporate and investment banks.
