Kyle Swan advises broker-dealers, investment advisers, banks, securities exchanges and other financial institutions on a broad range of regulatory and enforcement matters, including on US Securities and Exchange Commission, FINRA, and other self-regulatory organization rules and regulations. Mr. Swan also regularly counsels companies in the FinTech and digital assets space.

Prior to joining WilmerHale, Mr. Swan was an associate in the Financial Services Regulatory and Enforcement practice of a global law firm. Previously, Mr. Swan was a summer associate and associate in the Investment Management practice of a US law firm. While in law school, he also interned for the Division of Enforcement of the US Commodity Futures Trading Commission and was a law clerk for a solo practitioner in business litigation and securities claims.

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  • Education

    • JD, Georgetown University Law Center, 2018

    • BA, Classics and History (double major), University of Virginia, 2014

  • Admissions

    • District of Columbia