SEC Enforcement Developments in 2014, and a Look Forward

SEC Enforcement Developments in 2014, and a Look Forward

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WilmerHale’s Investment Management Group provides sophisticated legal and regulatory advice to investment advisers, private fund sponsors, registered funds, and their independent trustees.
WilmerHale has defended clients in hundreds of class, derivative, shareholder and individual actions alleging securities fraud, breach of fiduciary duty and other corporate misconduct.

An article by Bill McLucas, republished in the Harvard Law School Forum on Corporate Governance and Financial Regulation on March 18, 2015.

 

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