Developments In CFTC Cooperation Program

Developments In CFTC Cooperation Program

Publication

In this article written by Paul Architzel, Matthew Beville, Yeve Chitiga and Daniel Martin, published by Futures and Derivatives Law Report, the authors analyze the steps that the Commodity Futures Trading Commission recently took to further encourage cooperation with and self-reporting to the Commission's Division of Enforcement.

Excerpt: In 2017, the Commission is sued its first non-prosecution agreement (NPA) and published an Updated Advisory on Self-Reporting and Ful Cooperation.1 Additionally, the newly appointed Director of the Division of Enforcement, James McDonald, made a number of public statements signaling that the Division was changing its approach to cooperation and self-reporting.2 The Updated Advisory and the Director's statements provide useful context regarding how the Commission will assess and reward self-reporting and cooperation in future investigations and enforcement actions.

Authors

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.