Matthew Martens is quoted in this article published by ThinkAdvisor, which discusses a retroactive civil monetary penalty fee hike embraced by the SEC that could spark lawsuits from broker-dealers and advisors with outstanding fees.
Matthew Martens is quoted in this article published by ThinkAdvisor, which discusses a retroactive civil monetary penalty fee hike embraced by the SEC that could spark lawsuits from broker-dealers and advisors with outstanding fees.
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