Susan Schroeder Featured in InvestmentNews’s Three Questions

Susan Schroeder Featured in InvestmentNews’s Three Questions

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On February 10, 2022, Susan Schroeder, vice chair of WilmerHale’s Securities and Financial Services Department and former executive vice president and head of enforcement at FINRA, was featured on an episode of InvestmentNews’s Three Questions. During the episode, Schroeder discussed the SEC’s Regulation Best Interest (Reg BI), expungement reform and FINRA’s regulation of cryptocurrency and complex products. 

Hosted by Mark Schoeff, a senior reporter at InvestmentNews, Three Questions offers expert analysis of legislation and regulations affecting investment advisers and brokers.

Watch the episode or read the transcript here.  

 

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