The SEC adopted the final Regulation R on September 19, 2007. The main focus of it is to tackle bank broker exception activities and other conditional exceptions that deal with securities activities of banks that are outside the so-called push out provisions. This is a significant development for financial institutions as it offers new and alternative means of offering their products and services within their organization. Banks and other financial institutions should have a comprehensive understanding this new regulation to be able to formulate better rules in serving their clients. The Knowledge Congress is assembling a panel of experts to tackle the important aspects of this rule in a two-hour teleconference.

WilmerHale partner, Martin E. Lybecker will be a featured speaker at this webinar.