SIFMA: Compliance & Legal Society New York Regional Seminar 2012

SIFMA: Compliance & Legal Society New York Regional Seminar 2012

Speaking Engagement

Please join SIFMA for the Compliance & Legal Society New York Regional Seminar 2012. Topics covered will include:

  • Current Regulatory Issues
  • Derivatives – Dodd-Frank Implementation Updates Retail Compliance
  • Impact of the US Federal Election on the Financial Industry
  • Recent Case law and Implementing an Effective Ethics Program
  • Current Institutional Sales, Trading and Research Issues
  • Enforcement & Exams

WilmerHale Partner Stephen Luparello is a featured speaker at this event.

Read More About the Event