SIFMA's Compliance & Legal Society Annual Seminar features more than 60 dynamic and informative panels. Topics include Regulatory Reform and Legislative Developments; Litigation, Arbitration and Enforcement Developments; Retail Compliance and Advisory Issues; Current SEC Issues; Ethical Considerations for Lawyers and Compliance Professionals; and Capital Markets Compliance Issues. Participants will gain the opportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.

WilmerHale Partners Yoon-Young Lee, Stephanie Nicolas and Harry Weiss are all featured speakers at this event. Ms. Lee will be a panelist in a session entitled "Conflicts Management;" Ms. Nicolas will be a panelist in a session entitled, "Research;" and Mr. Weiss will be a panelist in a session entitled, "Litigation Update: Regulatory and Criminal."