SIFMA's Compliance & Legal Society Annual Seminar features more than 60 dynamic and informative panels. Topics include Regulatory Reform and Legislative Developments; Litigation, Arbitration and Enforcement Developments; Retail Compliance and Advisory Issues; Current SEC Issues; Ethical Considerations for Lawyers and Compliance Professionals; and Capital Markets Compliance Issues.Participants will gain theopportunity to engage with leading industry experts, discuss the latest regulatory developments and industry trends.
WilmerHale Partners Yoon-Young Lee, Stephanie Nicolas andHarry Weiss are all featured speakers at this event. Ms. Lee will be a panelist in a session entitled "Conflicts Management"; Ms. Nicolas will be a panelist in asession entitled, "Research"; and Mr. Weiss will be a panelist in a session entitled, "Litigation Update: Regulatory and Criminal".