You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as:

• The SEC’s regulatory agenda
• New money-market fund regulations
• New SEC staff guidance
• Potential new rulemakings relating to target date funds and exchange-traded funds
• Possible modifications of the fund reporting regime
• Governance matters of importance to fund independent directors and trustees
• The growing specter of systemic regulation
• The future of investment adviser oversight
• Mutual fund distribution, including the use of social media
• The challenges of global regulation for the fund industry
• Investment management compliance hot buttons
• Current issues of the day for alternative asset managers
• Recent investment management litigation and enforcement trends
• Developments in insurance products and services
• Ethics for the investment management practitioner

WilmerHale Partner Lori Martin will be a featured speaker on the panel “Enforcement and Litigation Trends.”