Practising Law Institute: Investment Management Institute 2015

Practising Law Institute: Investment Management Institute 2015

Speaking Engagement

You’ll hear expert panelists discuss: significant business and legal developments in the investment management area over the past year and important regulatory initiatives such as:

  • The SEC’s regulatory agenda
  • New money-market fund regulations
  • New SEC staff guidance
  • Potential new rulemakings relating to target date funds and exchange-traded funds
  • Possible modifications of the fund reporting regime
  • Governance matters of importance to fund independent directors and trustees
  • The growing specter of systemic regulation
  • The future of investment adviser oversight
  • Mutual fund distribution, including the use of social media
  • The challenges of global regulation for the fund industry
  • Investment management compliance hot buttons
  • Current issues of the day for alternative asset managers
  • Recent investment management litigation and enforcement trends
  • Developments in insurance products and services
  • Ethics for the investment management practitioner

WilmerHale Partner Lori Martin will be a featured speaker on the panel “Enforcement and Litigation Trends.”

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