This program is designed to provide attendees with a solid foundation in the legal, regulatory and operational issues affecting the $12 trillion mutual fund industry, including the emerging exchange-traded fund industry. A distinguished faculty of practitioners and regulators, including current and former SEC officials, will offer insights into recent proposals that could result in the potential overhaul of regulations governing mutual fund prospectus delivery, the determination of fund management fees, and the uncertain future of Rule 12b-1—plus recent litigation and enforcement decisions.
WilmerHale partner Lori Martin is a featured speaker at this event, and will be co-presenting a panel entitled "Litigation Involving Mutual Funds."