Broker/Dealer Email and Information Management

Broker/Dealer Email and Information Management

Speaking Engagement
WilmerHale Partner Greg Ewald will speak at this annual forum where attendees will learn about the intricate and critical process of identifying the specific needs of broker/dealers when complying with SEC Regulations 17a-3 and 17a-4, NASD 3010 and 3110, and Sarbanes-Oxley 302 and 404.

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Notice

We appreciate your interest in WilmerHale. While we are pleased to have you contact us, please keep in mind that merely contacting WilmerHale does not create an attorney-client relationship. Such a relationship will not arise until the Firm agrees in writing to represent you in connection with a particular matter. Importantly, unless and until this has occurred, you should not provide us with any confidential information, and we have no duty to keep confidential any information that we may receive from you. Thank you for your understanding.