American Law Institute-American Bar Association: 31st Annual Advanced ALI-ABA Course of Study

American Law Institute-American Bar Association: 31st Annual Advanced ALI-ABA Course of Study

Speaking Engagement
More has changed in the broker-dealer industry in the past 18 months than any time in the last generation including: the crisis in the credit markets; unprecedented declines in the equities markets; the collapse or forced merger of major broker-dealers and banks; the conversion of other major broker-dealers to bank holding company status; and the merger of regulators at the NASD and NYSE. At this Webcast, presented by ALI-ABA, attendees had the opportunity to learn the latest developments in broker-dealer regulation.

At this Webcast, WilmerHale partner Soo Yim was a moderator on a panel entitled, "The Intersection of Bank and Brokerage Regulation."

Read More About the Event

You May Be Interested In

GAR Academy LIVE Dubai

November 13, 2025
Speaking Engagement

Duke Law School's Law and Technology Society Data Privacy and Cybersecurity Panel

November 13, 2025
Speaking Engagement

Small States, Big Futures: A Decade of Dialogue

November 12-13, 2025
Signature Event
View all Events

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link. (The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.

I Accept Cancel