American Law Institute-American Bar Association: 31st Annual Advanced ALI-ABA Course of Study

Download IconDownload Print IconPrint

American Law Institute-American Bar Association: 31st Annual Advanced ALI-ABA Course of Study

Speaking Engagement
More has changed in the broker-dealer industry in the past 18 months than any time in the last generation including: the crisis in the credit markets; unprecedented declines in the equities markets; the collapse or forced merger of major broker-dealers and banks; the conversion of other major broker-dealers to bank holding company status; and the merger of regulators at the NASD and NYSE. At this Webcast, presented by ALI-ABA, attendees had the opportunity to learn the latest developments in broker-dealer regulation.

At this Webcast, WilmerHale partner Soo Yim was a moderator on a panel entitled, "The Intersection of Bank and Brokerage Regulation."

Read More About the Event

You May Be Interested In

Managing Cyber Risks in 2024: Regulatory Compliance, Litigation Risk, Third-Party Cybersecurity Incident Exposure

April 24, 2024
Speaking Engagement

PLI's Corporate Governance – A Master Class 2024

April 25, 2024
Speaking Engagement

FIA Law & Compliance Division Conference 2024

April 24–26, 2024
Speaking Engagement
View all Events

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.

I Accept Cancel