ABA Ninth Annual National Institute on Securities Fraud

ABA Ninth Annual National Institute on Securities Fraud

Speaking Engagement

Each year, this National Institute draws elite officials from both the US Department of Justice and the US Securities and Exchange Commission for an exclusive educational and professional forum to examine current legal and ethical issues relating to securities fraud.

Program highlights include:

  • Wall Street to the Hill: The Continuing Evolution of Insider Trading Investigations
  • FCPA Matters: Pushing the Envelope on Enforcement and Penalties
  • Bitcoin or Bit Player? SEC and State Regulators Weigh In

WilmerHale Partner Doug Davison will speak as part of a panel entitled “SEC Administrative Proceedings: Why Does the SEC Insist on Home-Court Advantage While Disadvantaging Defendants on Discovery?” The panel will discuss how Dodd-Frank conferred on the SEC broad authority to impose civil monetary penalties in administrative proceedings. 

Please contact Katie Leney for more information.

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