SIFMA’s C&L Society Forum: What’s New at FINRA

SIFMA’s C&L Society Forum: What’s New at FINRA

New York, NY
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WilmerHale is proud to host SIFMA’s C&L Society Forum “What’s New at FINRA” in our New York office. The program will feature a discussion with Greg Ruppert, Executive Vice President and Chief Regulatory Operations Officer at FINRA, focusing on the latest regulatory developments. The conversation will highlight insights from the 2026 FINRA Annual Regulatory Oversight Report, which aims to provide an up-to-date, transparent, and evolving resource for FINRA member firms to design or enhance their compliance programs.

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