Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024

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Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024

New York, NY
Speaking Engagement
Partner Tiffany J. Smith is speaking on the “Regulatory Round-Up—SEC, FINRA and Related Rulemaking” panel at Practising Law Institute (PLI)’s event, Fintech and Regtech in the Financial Services Industry: Current Issues for Investment Advisers and Broker-Dealers 2024. This half-day program aims to explore new rules and business trends applicable to fintech and regtech in the securities industry.

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Speakers

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