AI & Financial Services – Part One

AI & Financial Services – Part One

Webinar CLE
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WilmerHale presents “The Revolution Will Be Synthesized: A Webinar Series on Legal Developments in the Age of AI.” This is the sixth webinar in this series, and the first of two webinars that will focus on the relationship between AI and financial services.

Financial services firms are increasingly looking to artificial intelligence (AI) and machine learning to add value in client interactions and gain other efficiencies. In the first of two webinars focused on the use of AI by financial services firms, our panel of industry experts will discuss the key legal and regulatory considerations under the federal securities and commodities laws that firms should keep in mind when deploying these technologies either for internal purposes or in client interactions.   

During this webinar, WilmerHale lawyers will discuss:

  • the recent rule proposal and statements of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) regarding the use of AI by broker-dealers and other firms subject to their jurisdiction;
  • the recent request for comment of the Commodity Futures Trading Commission’s (“CFTC”) staff on the use AI in markets regulated by the CFTC; and
  • key considerations for firms to consider when deploying AI. 

*CLE credit is not available for those who watch a recording of the webinar.


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