SEC Enforcement: A Look Back at 2020 and What to Expect in 2021

SEC Enforcement: A Look Back at 2020 and What to Expect in 2021

Speaking Engagement

In this annual webcast, a panel that includes Partner William McLucas will discuss the key developments in US Securities and Exchange Commission enforcement matters from 2020 and what lies ahead. Among other items, the panel will address:

  • enforcement results under Chairman Jay Clayton, and what to expect in a new administration;
  • new legal and policy issues arising from enforcement cases; and
  • the impact of COVID and developments involving initial coin offerings; insider trading; the Foreign Corrupt Practices Act; financial reporting; remedies and sanctions; and the Whistleblower Program. 

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