SIFMA Webinar Series: Handling a Regulatory Investigation—In House and Outside Counsel Perspective

SIFMA Webinar Series: Handling a Regulatory Investigation—In House and Outside Counsel Perspective

Webinar
Speaking Engagement
This webinar will feature in house and outside counsel perspectives on how to handle a regulatory investigation. The panel, which includes Partner Fraser Hunter, will explore best practices in responding to subpoenas and in conducting internal reviews, cooperation and preservation of attorney-client privilege and work-product protection, considerations and challenges in representing company and employees, parallel investigations and interagency coordination and effective wells submissions and related advocacy.  

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Speakers