SEC Regulation Best Interest Webinar

SEC Regulation Best Interest Webinar

Webinar
Speaking Engagement

The US Securities and Exchange Commission (SEC) has confirmed its intention to maintain the June 30 Regulation Best compliance date. With that date fast approaching, the SIFMA C&L Society is hosting a webinar, featuring WilmerHale Partner Yoon-Young Lee as a panelist, to discuss:

  • Complying with the new standard of care obligation;
  • Making best interest recommendations;
  • Demonstrating good faith efforts to comply in light of COVID-19; and
  • Managing compliance and supervisory challenges.

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Speakers