The US Securities and Exchange Commission (SEC) has confirmed its intention to maintain the June 30 Regulation Best compliance date. With that date fast approaching, the SIFMA C&L Society is hosting a webinar, featuring WilmerHale Partner Yoon-Young Lee as a panelist, to discuss:
- Complying with the new standard of care obligation;
- Making best interest recommendations;
- Demonstrating good faith efforts to comply in light of COVID-19; and
- Managing compliance and supervisory challenges.