The 46th annual SIFMA Operations Conference & Exhibition will gather operations, technology and regulatory leaders from across the securities industry. As the industry continues to evolve in response to policy, risk, technology and regulatory changes, Ops 2019 will delve into the dynamic and complex environment that is reshaping operations, the customer experience and market requirements.
On Tuesday, May 7, WilmerHale Partner Yoon-Young Lee will serve on the “Regulation Best Interest” panel that will cover the following topics:
- What it is, what does it require, and what challenges does it present?
- Timing and implementation period for the final rule?
- Fiduciary proliferation—Nevada, other States, CFP Board, who else?
- Practical implications for complying with multiple standards?