Join us for a WilmerHale program on CFTC enforcement and regulatory developments, moderated by Paul Architzel, chair of WilmerHale’s Futures and Derivatives practice. Speakers will include Special Counsel Petal Walker (former Chief Counsel for CFTC Commissioner Sharon Bowen), as well as Partners Jonathan Pressman and Dan Schubert.
Two new commissioners have been added to the CFTC, thus establishing a full commission after many years of persistent vacancies. During this CLE presentation, the speakers will discuss enforcement developments, including the cooperation policy and defending your firm in multi-agency investigations, as well as current regulatory initiatives, including proposed changes to trade execution and cross-border regulation.
