SIFMA Compliance & Legal Society Regional Seminar

SIFMA Compliance & Legal Society Regional Seminar

Speaking Engagement

Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 1 at the Grand Hyatt. This one-day seminar will feature presentations by leading securities regulators and industry professionals.

Topics will include:

  • Corporate and Investment Bank Current Issues
  • Current Issues in Wealth Management & Investment Advisory
  • Washington Update
  • Sales & Trading
  • Hot Topics in Compliance
  • Ethics
  • Enforcement

WilmerHale Partner Yoon-Young Lee will participate in a panel discussion on corporate and investment banks. 

Read More About the Event



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