FMA Securities Compliance Seminar

FMA Securities Compliance Seminar

Speaking Engagement

FMA's 25th Annual Securities and Compliance Seminar will give participants an understanding of (as well as tools for dealing with) the challenges and regulatory “hot button” priorities currently facing compliance professionals, risk managers, internal auditors and attorneys in the banking and securities industries. The focus will be on current compliance topics, new rules or interpretations and regulatory developments.

WilmerHale Partner Yoon-Young Lee will speak on the panel “The Evolving Role of Compliance and CCO Liability.” 

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