The ICI Mutual Funds and Investment Management conference brings together industry leaders to discuss various topics in today's changing environment. Notable highlights include:
- Learn from SEC staff and industry experts about recent and upcoming regulatory efforts affecting funds
- Listen to industry experts discuss what today's regulatory environment, market trends and evolving business practices mean for the fund industry of tomorrow
- Learn from senior officials about the SEC's enforcement and compliance programs
- Hear from industry experts and SEC staff as they assess the “alert” level of current industry topics
WilmerHale Partner Amy Doberman will speak on the panel “Running for Cover: Derivatives Investments Under the 1940 Act.” The panel will discuss the legal and compliance issues surrounding funds' use of derivatives and how the SEC's new derivatives proposal might affect your firm or clients.