Futures and Derivatives Enforcement INDUSTRIES

One of the leading enforcement practices featuring a roster of skilled attorneys with experience in key government agencies and offering legal guidance to financial market participants facing regulatory and enforcement challenges.


With the introduction of Dodd-Frank and a continued uptick in regulatory issues and enforcement actions, financial market participants need sound legal guidance to address their business challenges. Identified as one of the leading enforcement practices in the nation, our team defends clients in a broad scope of complex matters, including investigations and enforcement proceedings before the CFTC, SEC, DOJ, NFA, FINRA, and other regulators and self-regulatory organizations. We have earned our reputation in numerous leading-edge and often enterprise-critical enforcement actions. We are recognized consistently for drawing some of the industry’s top talent, and clients turn to the valuable insight of our highly skilled attorneys, many of whom have held senior positions in key government agencies. Our team is bolstered by the experience of a former CFTC general counsel, and the former chief counsel of the CFTC’s Division of Economic Analysis, now the Division of Market Oversight, who served there for more than 20 years.