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SEC Enforcement’s New Leadership and (Likely) Priorities

SEC Enforcement’s New Leadership and (Likely) Priorities

October 12, 2017

By Lorraine B. Echavarria

In this article, published by BoardIQ, Lorraine Echavarria analyzes the focus areas for the Securities and Exchange Commission's new leadership and how those initiatives will impact mutual fund board directors. 

Excerpt:  Fund board directors may be wondering what to expect from the new leaders of the Securities and Exchange Commission. A new chairman has been appointed, nominations for two new commissioners have been made to fill long-vacant seats and new co-directors now lead the Division of Enforcement. Read the article.